| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Oshidori Securities Limited | RO | 期貨合約交易 | 2023-05-22 | - |
| Rep | 期貨合約交易 | 2023-03-16 | 2023-05-22 | |
| WIN WIND FINANCE LIMITED | RO | 提供證券保證金融資 | 2022-04-14 | - |
| Oshidori Securities Limited | RO | 就證券提供意見 | 2016-08-29 | - |
| RO | 提供資產管理 | 2016-08-29 | - | |
| RO | 證券交易 | 2016-08-29 | - | |
| Rep | 就證券提供意見 | 2016-08-05 | 2016-08-29 | |
| Rep | 提供資產管理 | 2016-08-05 | 2016-08-29 | |
| MASON INVESTMENT MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2013-12-31 | 2016-06-19 |
| Rep | 提供資產管理 | 2013-12-31 | 2016-06-19 | |
| Oshidori Securities Limited | Rep | 證券交易 | 2013-12-31 | 2016-08-29 |
| MACQUARIE CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2008-04-16 | 2009-02-17 |
| Macquarie Corporate (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2008-04-16 | 2009-02-17 |
已採集記錄中暫無金管局登記。