| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Standard & Poor's Investment Advisory Services (HK) Limited | Rep | 就證券提供意見 | 2010-09-21 | 2010-12-17 |
| STANDARD & POOR'S, LLC | Rep | 就證券提供意見 | 2009-11-17 | 2010-12-17 |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2008-04-23 | 2008-11-19 |
| Rep | 證券交易 | 2008-04-23 | 2008-11-19 |