| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2026-09-22 | - |
| Rep | 證券交易 | 2026-09-22 | - | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2020-06-22 | 2022-02-25 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2020-06-22 | 2026-04-23 |
| Rep | 證券交易 | 2020-06-22 | 2026-04-23 | |
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2017-04-06 | 2020-03-09 |
| Rep | 證券交易 | 2017-04-06 | 2020-03-09 | |
| Rep | 期貨合約交易 | 2016-10-20 | 2016-10-28 | |
| Marex Hong Kong Limited | Rep | 期貨合約交易 | 2012-12-07 | 2013-04-29 |
| CSC FUTURES (HK) LIMITED | Rep | 期貨合約交易 | 2008-04-29 | 2009-07-08 |
| CSC SECURITIES (HK) LIMITED | Rep | 證券交易 | 2008-04-29 | 2009-07-08 |
已採集記錄中暫無金管局登記。