| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | 期貨合約交易 | 2017-09-04 | 2024-12-31 |
| Rep | 槓桿式外匯交易 | 2017-09-04 | 2024-12-31 | |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 證券交易 | 2017-09-04 | - |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2017-05-22 | - |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2017-05-22 | - |
| CES Forex (HK) Limited | Rep | 槓桿式外匯交易 | 2014-12-19 | - |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2013-10-07 | 2014-09-19 |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2013-02-01 | 2014-09-19 |
| Nerico Brothers Limited (HK) | Rep | 槓桿式外匯交易 | 2012-11-29 | 2012-12-03 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 證券交易 | 2010-04-20 | 2010-12-11 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2008-05-06 | 2009-11-04 |
已採集記錄中暫無金管局登記。