| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SC Lowy Financial (HK) Limited | Rep | 證券交易 | 2013-05-27 | 2013-12-05 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2008-11-05 | 2009-07-01 |
| Rep | 就證券提供意見 | 2008-11-05 | 2009-07-01 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就機構融資提供意見 | 2008-05-27 | 2008-09-29 |
| Rep | 就證券提供意見 | 2008-05-27 | 2008-09-29 |