| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Minerva Capital Management Limited | RO | 提供資產管理 | 2009-11-25 | 2010-08-31 |
| Rep | 提供資產管理 | 2009-10-23 | 2009-11-25 | |
| Morgan Stanley Asia Limited | Rep | 提供自動化交易服務 | 2008-05-13 | 2009-07-02 |
| Rep | 證券交易 | 2008-05-13 | 2009-07-02 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自動化交易服務 | 2008-05-13 | 2009-07-02 |
| Rep | 期貨合約交易 | 2008-05-13 | 2009-07-02 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 證券交易 | 2008-05-13 | 2009-07-02 |