| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2011-10-26 | 2012-04-18 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2011-10-26 | 2012-04-18 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 證券交易 | 2011-09-21 | 2011-10-18 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2010-03-12 | 2011-03-11 |
| Emperor Wealth Management Limited | Rep | 證券交易 | 2010-03-12 | 2011-03-11 |
| OnePlatform Asset Management Limited | Rep | 就證券提供意見 | 2008-05-06 | 2008-12-24 |