| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2008-11-04 | 2009-08-01 |
| Rep | 證券交易 | 2008-11-04 | 2009-08-01 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 期貨合約交易 | 2008-05-20 | 2008-09-29 |
| Rep | 證券交易 | 2008-05-20 | 2008-09-29 | |
| LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2008-05-20 | 2008-09-29 |