| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2014-04-17 | 2014-07-04 |
| Rep | 證券交易 | 2014-03-11 | 2014-03-18 | |
| Rep | 證券交易 | 2010-01-21 | 2010-07-20 | |
| Rep | 就證券提供意見 | 2010-01-07 | 2010-07-20 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2008-05-22 | 2009-11-24 |