| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Kilometre Capital Management Limited | Rep | 提供資產管理 | 2011-03-14 | 2012-01-06 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2009-08-04 | 2010-09-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2009-07-06 | 2010-09-01 |
| UBS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2008-05-23 | 2009-06-26 |