| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2025-11-25 | 2025-11-28 |
| Rep | 證券交易 | 2025-05-23 | 2025-05-29 | |
| Rep | 證券交易 | 2024-06-24 | 2024-06-28 | |
| Rep | 證券交易 | 2023-06-23 | 2023-06-28 | |
| Rep | 證券交易 | 2019-09-12 | 2019-09-19 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 證券交易 | 2013-10-15 | 2013-10-18 |
| Rep | 證券交易 | 2013-07-24 | 2013-07-27 | |
| Rep | 證券交易 | 2009-10-08 | 2009-10-11 | |
| Rep | 證券交易 | 2009-07-22 | 2009-07-26 | |
| Rep | 證券交易 | 2008-11-13 | 2008-11-20 | |
| Rep | 證券交易 | 2008-05-27 | 2008-06-01 |