| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2012-02-20 | 2012-07-07 |
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2009-12-23 | 2010-08-12 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2009-12-23 | 2010-08-12 |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2009-11-10 | 2010-08-12 |
| Nerico Brothers Limited (HK) | Rep | 期貨合約交易 | 2009-02-03 | 2009-10-26 |
| Rep | 槓桿式外匯交易 | 2009-02-03 | 2009-10-26 | |
| Rep | 證券交易 | 2009-01-13 | 2009-10-26 | |
| CHOW SANG SANG SECURITIES LIMITED | Rep | 證券交易 | 2008-05-28 | 2008-11-01 |