| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TC Investment Management (Asia) Limited | Rep | 就證券提供意見 | 2014-05-23 | 2015-04-18 |
| Rep | 證券交易 | 2014-05-23 | 2015-04-18 | |
| PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED | Rep | 證券交易 | 2010-10-12 | 2011-05-23 |
| iFAST Global Markets (HK) Limited | Rep | 證券交易 | 2008-07-09 | 2010-09-22 |