| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED | Rep | 證券交易 | 2014-08-13 | 2015-12-01 |
| MONEY CONCEPTS (ASIA) HOLDINGS LIMITED | Rep | 就證券提供意見 | 2011-12-28 | 2013-01-18 |
| Rep | 證券交易 | 2011-12-28 | 2013-01-18 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2009-01-13 | 2009-01-14 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2009-01-13 | 2009-01-14 |
| iBest Consultants Limited | Rep | 就證券提供意見 | 2008-08-01 | 2008-12-15 |