Personnel Hong Kong SFC License Details (ID 125772)

Personnel Hong Kong SFC License Details (ID 125772)

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
OSL DIGITAL SECURITIES LIMITED OSL	RO	證券交易	2023-01-31	2026-01-08
	Rep	證券交易	2021-01-11	2023-01-31
	Rep	提供自動化交易服務	2021-01-11	2026-01-08
LMAX Hong Kong Limited	Rep	槓桿式外匯交易	2015-10-26	2018-02-27
Newedge Broker Hong Kong Limited	Rep	期貨合約交易	2013-08-06	2014-09-10
SG Asset Finance (Hong Kong) Limited	Rep	期貨合約交易	2013-08-06	2014-09-10
	Rep	證券交易	2013-08-06	2014-09-10
Zhonghao International Futures Co., Limited	Rep	期貨合約交易	2012-01-09	2012-11-23
Newedge Broker Hong Kong Limited	Rep	期貨合約交易	2008-09-04	2011-03-02
Newedge Broker Limited	Rep	提供自動化交易服務	2008-09-04	2009-07-31
	Rep	期貨合約交易	2008-09-04	2009-07-31
	Rep	證券交易	2008-09-04	2009-07-31
SG Asset Finance (Hong Kong) Limited	Rep	期貨合約交易	2008-09-04	2011-03-02
	Rep	證券交易	2008-09-04	2011-03-02
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED	Rep	期貨合約交易	2008-06-20	2008-06-20
	Rep	證券交易	2008-06-20	2008-06-20