| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| XCap Partners Limited | Rep | 證券交易 | 2026-01-15 | - |
| RO | 提供資產管理 | 2024-01-12 | 2025-01-10 | |
| RO | 就證券提供意見 | 2023-03-08 | 2025-01-10 | |
| RO | 證券交易 | 2023-03-08 | 2025-01-10 | |
| Rep | 就機構融資提供意見 | 2022-08-26 | 2025-01-10 | |
| Rep | 就證券提供意見 | 2022-08-18 | 2023-03-08 | |
| Rep | 證券交易 | 2022-08-18 | 2023-03-08 | |
| KOALA CAPITAL MANAGEMENT LIMITED | Rep | 提供資產管理 | 2020-12-01 | 2022-07-21 |
| KOALA SECURITIES LIMITED | Rep | 就證券提供意見 | 2020-12-01 | 2022-07-21 |
| Rep | 證券交易 | 2020-12-01 | 2022-07-21 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED | RO | 就機構融資提供意見 | 2020-02-20 | 2020-08-31 |
| RO | 證券交易 | 2020-02-20 | 2020-08-31 | |
| Rep | 就機構融資提供意見 | 2018-10-03 | 2020-02-20 | |
| Rep | 證券交易 | 2018-10-03 | 2020-02-20 | |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2015-06-24 | 2018-06-29 |
| Rep | 證券交易 | 2015-06-24 | 2018-06-29 | |
| RBS Asia Corporate Finance Limited | Rep | 就機構融資提供意見 | 2008-06-27 | 2011-01-01 |
| Rep | 證券交易 | 2008-06-27 | 2011-01-01 |
已採集記錄中暫無金管局登記。