| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ASSET MANAGEMENT GROUP LIMITED | Rep | 就證券提供意見 | 2010-10-20 | 2011-09-09 |
| Rep | 證券交易 | 2010-10-20 | 2011-09-09 | |
| REDFORD SECURITIES LIMITED | Rep | 證券交易 | 2010-03-03 | 2010-10-08 |
| Global CTA Services Investment (HK) Limited | Rep | 就證券提供意見 | 2009-06-22 | 2009-12-01 |