| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 就證券提供意見 | 2017-10-03 | 2019-11-02 |
| Rep | 證券交易 | 2017-10-03 | 2019-11-02 | |
| Rep | 就證券提供意見 | 2014-11-24 | 2017-10-02 | |
| Rep | 證券交易 | 2014-11-24 | 2017-10-02 | |
| KGI Asset Management Limited | Rep | 就證券提供意見 | 2013-11-01 | 2014-11-13 |
| Rep | 證券交易 | 2013-11-01 | 2014-11-13 | |
| Apollo Asset Management Limited (HK) | Rep | 就證券提供意見 | 2012-09-12 | 2013-06-30 |
| HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | 就證券提供意見 | 2011-11-15 | 2012-03-10 |
| T G HOLBORN (HK) LIMITED | Rep | 就證券提供意見 | 2009-02-25 | 2011-07-13 |
| ASSET MANAGEMENT GROUP LIMITED | Rep | 就證券提供意見 | 2008-07-22 | 2009-01-31 |