| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Renaissance Securities (Hong Kong) Limited | Rep | 就證券提供意見 | 2012-11-23 | - |
| Rep | 證券交易 | 2012-11-23 | - | |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2008-06-27 | 2011-03-16 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2008-06-27 | 2011-03-16 |
| Rep | 證券交易 | 2008-06-27 | 2011-03-16 |