| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SDHG International Securities Limited | Rep | 證券交易 | 2023-05-29 | - |
| Taiping Securities (HK) Co Limited | Rep | 證券交易 | 2021-04-27 | 2021-06-03 |
| CNCB (Hong Kong) Capital Limited | Rep | 證券交易 | 2019-12-17 | 2021-01-29 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 證券交易 | 2017-11-21 | 2019-10-27 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2017-11-21 | 2019-10-27 |