| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SDIC Securities International Financial Holdings Limited | Rep | 證券交易 | 2009-06-18 | 2010-08-21 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2008-08-19 | 2009-06-13 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2008-08-19 | 2009-06-13 |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | 提供資產管理 | 2008-08-19 | 2009-06-13 |
| Rep | 證券交易 | 2008-08-19 | 2009-06-13 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2008-08-19 | 2009-06-13 |