| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就機構融資提供意見 | 2014-06-13 | 2016-10-05 |
| Rep | 證券交易 | 2014-06-13 | 2016-10-05 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 就機構融資提供意見 | 2012-03-05 | 2014-04-23 |
| Credit Suisse (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2009-11-27 | 2010-01-26 |
| Rep | 證券交易 | 2009-11-27 | 2010-01-26 | |
| Rep | 就證券提供意見 | 2009-11-13 | 2010-01-26 | |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2008-07-04 | 2009-09-30 |