| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2026-03-25 | - |
| Rep | 證券交易 | 2026-03-25 | - | |
| Patria Investments Hong Kong Limited | RO | 證券交易 | 2024-12-03 | 2025-08-19 |
| Rep | 證券交易 | 2024-04-03 | 2024-12-03 | |
| Stifel Hong Kong Limited | RO | 證券交易 | 2021-11-23 | 2022-12-27 |
| Rep | 證券交易 | 2017-09-14 | 2021-11-23 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2008-07-21 | 2009-07-22 |
| Rep | 就證券提供意見 | 2008-07-21 | 2009-07-22 | |
| Rep | 證券交易 | 2008-07-21 | 2009-07-22 | |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2008-07-21 | 2009-07-22 |
| Rep | 就證券提供意見 | 2008-07-21 | 2009-07-22 | |
| Rep | 證券交易 | 2008-07-21 | 2009-07-22 |
已採集記錄中暫無金管局登記。