| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 就證券提供意見 | 2025-05-07 | - |
| Rep | 證券交易 | 2025-05-07 | - | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 就證券提供意見 | 2023-03-02 | 2024-11-08 |
| Rep | 證券交易 | 2023-03-02 | 2024-11-08 | |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 證券交易 | 2020-07-13 | 2021-08-29 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2020-07-13 | 2021-08-29 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 就證券提供意見 | 2020-06-15 | 2021-08-29 |
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2020-06-15 | 2021-08-29 |
| CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2017-11-28 | 2020-04-15 |
| Rep | 提供資產管理 | 2017-11-28 | 2020-04-15 |
已採集記錄中暫無金管局登記。