| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | 證券交易 | 2015-11-16 | 2023-03-02 |
| Merrill Lynch Far East Limited | RO | 期貨合約交易 | 2015-11-16 | 2023-03-02 |
| RO | 證券交易 | 2015-11-16 | 2023-03-02 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2012-08-08 | 2015-11-16 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2012-08-08 | 2015-11-16 |
| Rep | 證券交易 | 2012-08-08 | 2015-11-16 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2008-08-04 | 2009-02-20 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2008-08-04 | 2009-02-20 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2008-08-04 | 2009-02-20 |