| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TFI Securities and Futures Limited | Rep | 就證券提供意見 | 2024-09-13 | 2024-12-03 |
| Rep | 證券交易 | 2024-09-13 | 2024-12-03 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2020-12-04 | 2021-09-03 |
| Rep | 證券交易 | 2016-07-12 | 2018-12-19 | |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2016-07-12 | 2021-09-03 |
| Rep | 證券交易 | 2016-07-12 | 2021-09-03 | |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2008-08-04 | 2008-11-20 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期貨合約交易 | 2008-08-04 | 2008-11-20 |