| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期貨合約交易 | 2021-05-18 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就證券提供意見 | 2021-05-18 | - |
| Rep | 證券交易 | 2021-05-07 | - | |
| DONGXING SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 證券交易 | 2020-11-20 | 2021-04-25 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2017-11-30 | 2020-07-26 |