| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BSI Investment Advisors (Hong Kong) Limited | Rep | 就證券提供意見 | 2012-10-26 | 2013-06-29 |
| Rep | 證券交易 | 2012-10-26 | 2013-06-29 | |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2008-11-07 | 2009-08-21 |
| Rep | 期貨合約交易 | 2008-11-07 | 2009-08-21 | |
| Rep | 證券交易 | 2008-07-25 | 2009-08-21 | |
| Credit Suisse Futures (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2008-07-25 | 2008-11-24 |
| Rep | 期貨合約交易 | 2008-07-25 | 2008-11-24 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 證券交易 | 2008-07-25 | 2009-08-21 |