| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2022-07-05 | 2025-11-24 |
| Rep | 證券交易 | 2022-03-08 | 2025-11-24 | |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2021-12-16 | 2022-01-23 |
| TFI Asset Management Limited | Rep | 就證券提供意見 | 2020-10-16 | 2021-11-10 |
| TFI Securities and Futures Limited | Rep | 證券交易 | 2019-07-30 | 2021-11-10 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 證券交易 | 2017-12-06 | 2019-07-12 |