| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2026-04-21 | - |
| Rep | 證券交易 | 2026-04-21 | - | |
| QUAM CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2020-06-03 | 2026-02-01 |
| Rep | 證券交易 | 2020-06-03 | 2026-02-01 | |
| ALTUS CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2018-08-02 | 2020-03-05 |
| Rep | 就證券提供意見 | 2018-08-02 | 2020-03-05 | |
| ALTUS INVESTMENTS LIMITED (HK) | Rep | 證券交易 | 2018-08-02 | 2020-03-05 |
| HEUNGKONG CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2017-12-06 | 2018-07-06 |
| SILVER NILE GLOBAL INVESTMENTS LIMITED | Rep | 就證券提供意見 | 2017-12-06 | 2018-07-06 |
| Rep | 證券交易 | 2017-12-06 | 2018-07-06 |
已採集記錄中暫無金管局登記。