| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Nittan Securities Asia Limited | RO | 證券交易 | 2015-08-04 | 2020-05-28 |
| RO | 證券交易 | 2014-08-06 | 2015-02-06 | |
| Rep | 證券交易 | 2013-09-11 | 2014-08-06 | |
| RO | 期貨合約交易 | 2013-09-11 | 2020-05-28 | |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | 期貨合約交易 | 2008-08-20 | 2009-01-06 |
| Rep | 證券交易 | 2008-08-20 | 2009-01-06 |