| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 就證券提供意見 | 2019-07-26 | 2022-04-29 |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2019-07-26 | 2022-04-29 |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2019-07-04 | 2022-04-29 |
| PC SECURITIES LIMITED | Rep | 證券交易 | 2017-12-08 | 2019-05-23 |