| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 就證券提供意見 | 2015-05-15 | 2016-11-18 |
| Rep | 證券交易 | 2015-05-15 | 2016-11-18 | |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2008-11-05 | 2010-04-09 |
| Rep | 期貨合約交易 | 2008-11-05 | 2010-04-09 | |
| Rep | 證券交易 | 2008-08-07 | 2010-04-09 | |
| Credit Suisse Futures (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2008-08-07 | 2008-11-24 |
| Rep | 期貨合約交易 | 2008-08-07 | 2008-11-24 |