| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Quam Securities Limited | Rep | 期貨合約交易 | 2018-04-10 | 2020-01-26 |
| Rep | 證券交易 | 2018-04-10 | 2020-01-26 | |
| GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2017-12-11 | 2018-02-26 |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | 證券交易 | 2017-12-11 | 2018-02-26 |