| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ABCI Securities Company Limited | Rep | 證券交易 | 2021-11-02 | - |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2019-04-30 | 2021-10-19 |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2019-04-30 | 2021-10-19 |
| PO SANG SECURITIES LIMITED | Rep | 期貨合約交易 | 2017-12-11 | 2019-04-17 |
| Rep | 證券交易 | 2017-12-11 | 2019-04-17 |