| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN ASSETS (ASIA) LIMITED | Rep | 提供資產管理 | 2018-09-28 | 2020-04-20 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2018-09-28 | 2020-08-10 |
| Rep | 證券交易 | 2018-09-28 | 2020-08-10 | |
| Yunfeng Financial Markets Limited | Rep | 證券交易 | 2018-03-06 | 2018-06-01 |
| Yunfeng Securities Limited | Rep | 證券交易 | 2018-03-06 | 2018-06-01 |
| Yunfeng Asset Management Limited | Rep | 提供資產管理 | 2017-12-11 | 2018-06-01 |
| Yunfeng Financial Markets Limited | Rep | 就證券提供意見 | 2017-12-11 | 2018-06-01 |
| Rep | 提供資產管理 | 2017-12-11 | 2018-06-01 | |
| Yunfeng Securities Limited | Rep | 就證券提供意見 | 2017-12-11 | 2018-06-01 |