| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | Rep | 期貨合約交易 | 2021-05-20 | - |
| Rep | 證券交易 | 2021-05-20 | - | |
| Tora Trading Services Limited (HK) | Rep | 期貨合約交易 | 2018-09-18 | 2021-05-07 |
| Rep | 證券交易 | 2018-09-18 | 2021-05-07 | |
| BFAM Partners (Hong Kong) Limited | Rep | 提供資產管理 | 2016-06-30 | 2017-12-31 |
| SUSQUEHANNA HONG KONG LIMITED | RO | 提供資產管理 | 2008-11-03 | 2011-11-07 |
| RO | 期貨合約交易 | 2008-11-03 | 2011-11-07 | |
| RO | 證券交易 | 2008-11-03 | 2011-11-07 |