| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SINOFIDES SECURITIES LIMITED | RO | 就證券提供意見 | 2026-03-20 | - |
| RO | 證券交易 | 2026-03-20 | - | |
| Rep | 就證券提供意見 | 2026-02-03 | 2026-03-20 | |
| Rep | 證券交易 | 2026-02-03 | 2026-03-20 | |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期貨合約交易 | 2022-09-16 | 2025-09-26 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 證券交易 | 2022-09-16 | 2025-09-26 |
| Beevest Securities Limited | Rep | 證券交易 | 2021-06-02 | 2022-08-22 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2017-12-12 | 2020-12-25 |
| Rep | 證券交易 | 2017-12-12 | 2020-12-25 |