| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2021-04-21 | 2023-06-30 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2021-04-21 | 2023-06-30 |
| Rep | 證券交易 | 2021-04-21 | 2023-06-30 | |
| FOUNDER FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2020-04-27 | 2020-10-16 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2020-04-27 | 2020-10-16 |
| Rep | 證券交易 | 2020-04-27 | 2020-10-16 | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2017-12-12 | 2019-08-29 |
| Rep | 期貨合約交易 | 2017-12-12 | 2019-08-29 | |
| Rep | 證券交易 | 2017-12-12 | 2019-08-29 |