| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED | Rep | 就證券提供意見 | 2020-11-23 | - |
| Rep | 證券交易 | 2020-11-23 | - | |
| CHARLES SCHWAB, HONG KONG, LIMITED | Rep | 就期貨合約提供意見 | 2008-08-25 | 2011-06-12 |
| Rep | 就證券提供意見 | 2008-08-25 | 2011-06-12 | |
| Rep | 證券交易 | 2008-08-25 | 2011-06-12 |