| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| iTrade Securities Investment Limited | RO | 就證券提供意見 | 2021-09-15 | 2022-08-01 |
| RO | 證券交易 | 2021-09-15 | 2022-08-01 | |
| CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2017-03-01 | 2021-08-31 |
| Rep | 提供資產管理 | 2017-03-01 | 2021-08-31 | |
| Rep | 期貨合約交易 | 2017-03-01 | 2021-08-31 | |
| Rep | 證券交易 | 2017-03-01 | 2021-08-31 | |
| Nerico Brothers Limited (HK) | Rep | 證券交易 | 2012-06-21 | 2013-04-30 |
| OnePlatform Asset Management Limited | Rep | 就證券提供意見 | 2008-08-25 | 2009-05-27 |