| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2022-10-31 | - |
| Rep | 證券交易 | 2022-10-31 | - | |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2019-03-13 | 2022-09-30 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2019-03-13 | 2022-09-30 |
| Rep | 證券交易 | 2019-03-13 | 2022-09-30 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 就證券提供意見 | 2018-08-06 | 2019-02-28 |
| Rep | 證券交易 | 2017-12-15 | 2019-02-28 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2017-12-15 | 2019-02-28 |