| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Jadewell Family Office Limited | RO | 就證券提供意見 | 2024-12-10 | - |
| RO | 提供資產管理 | 2024-12-10 | - | |
| DL Family Office (HK) Limited | Rep | 就證券提供意見 | 2023-10-24 | 2023-12-11 |
| Rep | 提供資產管理 | 2023-10-24 | 2023-12-11 | |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2008-09-01 | 2010-08-16 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期貨合約交易 | 2008-09-01 | 2010-08-16 |