| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期貨合約交易 | 2023-08-21 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就證券提供意見 | 2023-08-21 | - |
| Rep | 證券交易 | 2023-08-21 | - | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2019-06-21 | 2023-07-28 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2019-06-21 | 2023-07-28 |
| Yunfeng Financial Markets Limited | Rep | 證券交易 | 2017-12-18 | 2019-05-17 |
| Yunfeng Securities Limited | Rep | 證券交易 | 2017-12-18 | 2019-05-17 |