| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited | Rep | 期貨合約交易 | 2023-10-26 | - |
| Rep | 證券交易 | 2023-10-26 | - | |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2021-07-20 | 2023-10-03 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2020-10-08 | 2023-10-03 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2020-06-05 | 2020-08-31 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 證券交易 | 2017-12-22 | 2020-05-21 |
已採集記錄中暫無金管局登記。