| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2016-02-19 | - |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2013-07-02 | - |
| Rep | 證券交易 | 2013-07-02 | - | |
| PineBridge Investments Hong Kong Limited | Rep | 證券交易 | 2008-10-02 | 2009-06-19 |
已採集記錄中暫無金管局登記。