| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 就證券提供意見 | 2015-04-21 | 2015-04-22 |
| Rep | 證券交易 | 2015-04-21 | 2015-04-22 | |
| Rep | 就證券提供意見 | 2014-10-06 | 2014-10-10 | |
| Rep | 證券交易 | 2014-10-06 | 2014-10-10 | |
| Rep | 就證券提供意見 | 2014-03-10 | 2014-03-11 | |
| Rep | 證券交易 | 2014-03-10 | 2014-03-11 | |
| Rep | 就證券提供意見 | 2013-10-23 | 2013-10-24 | |
| Rep | 證券交易 | 2013-10-23 | 2013-10-24 | |
| Rep | 就證券提供意見 | 2013-04-02 | 2013-04-03 | |
| Rep | 證券交易 | 2013-04-02 | 2013-04-03 | |
| Rep | 就證券提供意見 | 2012-10-22 | 2012-10-25 | |
| Rep | 證券交易 | 2012-10-22 | 2012-10-25 | |
| UBS SECURITIES ASIA LIMITED | Rep | 就證券提供意見 | 2008-09-12 | 2011-03-11 |