| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | RO | 證券交易 | 2024-12-30 | - |
| Rep | 證券交易 | 2022-07-26 | 2024-12-30 | |
| Rep | 就證券提供意見 | 2016-12-08 | - | |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | 就證券提供意見 | 2014-05-23 | 2016-08-26 |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2012-01-18 | 2013-09-17 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | 就證券提供意見 | 2008-10-16 | 2011-07-04 |
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