| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期貨合約交易 | 2014-05-21 | 2014-06-25 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 證券交易 | 2014-05-21 | 2014-06-25 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 槓桿式外匯交易 | 2010-04-13 | 2011-05-13 |
| Rep | 就期貨合約提供意見 | 2010-03-10 | 2011-05-13 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2010-03-10 | 2011-05-13 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2008-09-09 | 2011-05-13 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2008-09-09 | 2011-05-13 |