| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2010-09-06 | 2011-06-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2008-09-10 | 2011-06-08 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2008-09-10 | 2011-06-08 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2008-09-10 | 2010-09-06 |